DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Allan Frederick Westcott
Feed of 09/14/2026
At current firm
3 y
since Jul 5, 2023
In the industry
21 y
since Feb 2, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
41
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Iaff-Fc Advisors LLC former currentsince Jul 5, 2023 · Washington, Dc
- Bb&T Institutional Investment Advisers, Inc. formerMar 26, 2018 to Jul 19, 2018 · Washington, Dc
- Manning & Napier Advisors, LLC mixed wealthMar 31, 2010 to Sep 26, 2013 · Fairport, Ny
- Aviance Capital Management, LLC formerNov 19, 2007 to Jun 30, 2008 · Sarasota, Fl
- Horan Capital Management,LLC formerFeb 2, 2005 to Feb 27, 2006 · Cincinnatio, Oh
Moves
a registration end followed by a registration begin elsewhere
- Bb&T Institutional Investment Advisers, Inc. to Iaff-Fc Advisors LLCleft Jul 19, 2018, registered Jul 5, 2023 (1812 days) · Other
- Manning & Napier Advisors, LLC to Bb&T Institutional Investment Advisers, Inc.left Sep 26, 2013, registered Mar 26, 2018 (1642 days) · Other
- Aviance Capital Management, LLC to Manning & Napier Advisors, LLCleft Jun 30, 2008, registered Mar 31, 2010 (639 days) · Other
- Horan Capital Management,LLC to Aviance Capital Management, LLCleft Feb 27, 2006, registered Nov 19, 2007 (630 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address