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Registered advisor
G•••• W•••••• B••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
8 y
since Nov 29, 2017
In the industry
43 y
since Jun 28, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 29, 2017 · Boulder, Co
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMar 13, 2009 to Dec 1, 2017 · Boulder, Co
- M••••••••• P•••••••• I••• unclassifiedSep 21, 2004 to Dec 31, 2009 · Boulder, Co
- M••••••••• P•••••••• I••• unclassifiedSep 21, 2004 to Dec 31, 2010 · Boulder, Co
Moves
a registration end followed by a registration begin elsewhere
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••left Dec 1, 2017, registered Nov 29, 2017 (-2 days) · corporate re-registration, not a move
- M••••••••• P•••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Dec 31, 2010, registered Mar 13, 2009 (-658 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address