RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
James Patrick Pritchard
- Title
- CIO - NorthStarreporteddeltaim.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Delta Investment Management, LLC independent RIA currentsince Apr 14, 2021 · Durango, Co
- Saxony Capital Management, LLC independent RIADec 8, 2020 to May 14, 2021 · Durango, Co
- Donoghue Forlines LLC asset managerJun 6, 2018 to Apr 30, 2020 · Cave Creek, Az
- Swan Global Investments, LLC otherAug 20, 2010 to Apr 2, 2013 · Durango, Co
- Pritchard Investment Management unclassifiedJan 1, 1999 to Dec 31, 2005 · Durango, Co
- Saxony Capital Management, LLC to Delta Investment Management, LLCleft May 14, 2021, registered Apr 14, 2021 (-30 days) · RIA to RIA
- Donoghue Forlines LLC to Saxony Capital Management, LLCleft Apr 30, 2020, registered Dec 8, 2020 (222 days) · Other
- Swan Global Investments, LLC to Donoghue Forlines LLCleft Apr 2, 2013, registered Jun 6, 2018 (1891 days) · Other
- Pritchard Investment Management to Swan Global Investments, LLCleft Dec 31, 2005, registered Aug 20, 2010 (1693 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address