RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• N•••••• H••••
- W•••• I••••••••• A•••••••• L•• other currentsince Nov 26, 2025 · Brick, Nj
- F•••••••• D••••• • M••••••••• I••• unclassifiedMay 9, 2003 to Dec 31, 2005 · Red Bank, Nj
- A•••• • F•••••••• P•••••••• L•• formerJul 16, 2002 to Jan 3, 2005 · Red Bank, Nj
- F•••••••• D••••• • M••••••••• I••• to W•••• I••••••••• A•••••••• L••left Dec 31, 2005, registered Nov 26, 2025 (7270 days) · Other
- A•••• • F•••••••• P•••••••• L•• to F•••••••• D••••• • M••••••••• I•••left Jan 3, 2005, registered May 9, 2003 (-605 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address