DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
George P Lares
Feed of 09/14/2026
Also filed as George Peter Lares-Karageorgis
At current firm
3 y
since Jun 29, 2023
In the industry
43 y
since Jan 12, 1983 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · Greenwood Village, Co
- First Financial Equity Corporation formerJan 4, 2017 to Apr 20, 2022 · Greenwood Village, Co
- Piper Sandler & Co. institutionalJul 21, 2005 to Aug 17, 2006 · Denver, Co
- UBS Financial Services Inc. wirehouseMay 17, 2005 to Jul 7, 2005 · Denver, Co
- Stanford Group Company unclassifiedMar 4, 1999 to May 19, 2005 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- First Financial Equity Corporation to Cetera Investment Advisers LLCleft Apr 20, 2022, registered Jun 29, 2023 (435 days) · corporate re-registration, not a move
- Piper Sandler & Co. to First Financial Equity Corporationleft Aug 17, 2006, registered Jan 4, 2017 (3793 days) · Other
- UBS Financial Services Inc. to Piper Sandler & Co.left Jul 7, 2005, registered Jul 21, 2005 (14 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Stanford Group Company to UBS Financial Services Inc.left May 19, 2005, registered May 17, 2005 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address