W•••••• J••••• B••••••

• T••••• C••••••• L•• other current
  since Oct 25, 2021 · Raliegh, Nc
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 13, 2013 to Oct 12, 2021 · Raleigh, Nc
• M••••• K••••• • C••••••• L•• former
  Dec 31, 2000 to Feb 13, 2013 · Raleigh, Nc

• R•••••• J•••• • A••••••••• I••• to T••••• C••••••• L••
  left Oct 12, 2021, registered Oct 25, 2021 (13 days) · Affiliated broker-dealer or bank to independent RIA
• M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Other adviserderived

Years in industry

41derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address