RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• K•••••• C••••••
- M•••• F•••••••• A••••••• BD affiliated currentsince Oct 3, 2025 · Rockville, Md
- O••••••• P••••••• P••••••• S••••••••• L•• formerSep 16, 2013 to Dec 4, 2025 · Rockville, Md
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerApr 13, 1999 to Aug 2, 2017 · Annapolis, Md
- O••••••• P••••••• P••••••• S••••••••• L•• to M•••• F•••••••• A•••••••left Dec 4, 2025, registered Oct 3, 2025 (-62 days) · RIA to RIA · moved with a team
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to O••••••• P••••••• P••••••• S••••••••• L••left Aug 2, 2017, registered Sep 16, 2013 (-1416 days) · Other · moved with a team
- P•••••• K•••••• C•••••• left O••••••• P••••••• P••••••• S••••••••• L•• for M•••• F•••••••• A••••••• (registered 2025-10-03)Dec 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address