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RIA Intelligence
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Registered advisor
J••• P•••••• M••••••
Feed of 09/14/2026
At current firm
22 y
since Aug 23, 2004
In the industry
43 y
since Dec 23, 1982 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• A•••• M••••••••• L•• state registered currentsince Aug 23, 2004 · Oak Brook, Il
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 19, 2003 to Jun 18, 2004 · Chicago, Il
- B••• O• A•••••• S••••••••• L•• unclassifiedOct 12, 2001 to Aug 20, 2003 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• A•••• M••••••••• L••left Jun 18, 2004, registered Aug 23, 2004 (66 days) · Other
- B••• O• A•••••• S••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Aug 20, 2003, registered Aug 19, 2003 (-1 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address