RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• D••••• G•••
- A•••• P••••••••• C••••••• L•• state registered currentsince Jul 22, 2026 · Troy, Mi
- H••••••••• A•••• M••••••••• I••• independent RIAJan 31, 2018 to Aug 20, 2019 · Troy, Mi
- E••••••• P••••••••• I••••••••• G••••• L•• state registeredMar 28, 2016 to Feb 1, 2017 · Troy, Mi
- S••••••• F•••••••• R•••••••• independent RIAJan 11, 2012 to Dec 4, 2015 · Troy, Mi
- A•••• A•••••••• L•• unclassifiedDec 21, 2010 to Nov 2, 2011 · Troy, Mi
- H••••••••• A•••• M••••••••• I••• to A•••• P••••••••• C••••••• L••left Aug 20, 2019, registered Jul 22, 2026 (2528 days) · RIA to a state-registered adviser
- E••••••• P••••••••• I••••••••• G••••• L•• to H••••••••• A•••• M••••••••• I•••left Feb 1, 2017, registered Jan 31, 2018 (364 days) · Other
- S••••••• F•••••••• R•••••••• to E••••••• P••••••••• I••••••••• G••••• L••left Dec 4, 2015, registered Mar 28, 2016 (115 days) · Other
- A•••• A•••••••• L•• to S••••••• F•••••••• R••••••••left Nov 2, 2011, registered Jan 11, 2012 (70 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address