RIA Intelligence

• K••••• A••••••• S•••••••• L•• BD affiliated current
  since May 31, 2022 · Bonita Springs, Fl
• L•• F•••••••• L•• BD affiliated
  Nov 30, 2010 to Jun 9, 2022 · Fort Mill, Sc
• N•• A•••••••• I••• unclassified
  Mar 24, 2009 to Nov 30, 2010 · Pittsburgh, Pa
• D•• S••••••• I••• unclassified
  Jan 14, 2003 to Sep 1, 2009 · Pittsburgh, Pa
• O•••• W•••••• I••• BD affiliated
  Jul 8, 2002 to Mar 31, 2009 · Pittsburgh, Pa

• L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••
  left Jun 9, 2022, registered May 31, 2022 (-9 days) · RIA to affiliated broker-dealer or bank
• N•• A•••••••• I••• to L•• F•••••••• L••
  left Nov 30, 2010, registered Nov 30, 2010 (0 days) · corporate re-registration, not a move
• D•• S••••••• I••• to N•• A•••••••• I•••
  left Sep 1, 2009, registered Mar 24, 2009 (-161 days) · Other
• O•••• W•••••• I••• to D•• S••••••• I•••
  left Mar 31, 2009, registered Jan 14, 2003 (-2268 days) · Other

• D••••• J•• S•••••• left L•• F•••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2022-05-31)
  Jun 9, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

43derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address