G•••••• G••••• R••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 31, 2023 · Bothell, Wa
• S••••••••• A•••••• A•••••••• I••• former
  Nov 6, 2020 to Jan 31, 2023 · Bothell, Wa
• K•• F•••••••• S•••••••• I•• former
  Oct 11, 2001 to Nov 6, 2020 · Bothell, Wa

• S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••
  left Jan 31, 2023, registered Jan 31, 2023 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• K•• F•••••••• S•••••••• I•• to S••••••••• A•••••• A•••••••• I•••
  left Nov 6, 2020, registered Nov 6, 2020 (0 days) · corporate re-registration, not a move

• G•••••• G••••• R•••• left S••••••••• A•••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2023-01-31)
  Jan 31, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

43derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address