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RIA Intelligence
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Registered advisor
H••• A••••• H•••••
Feed of 09/15/2026
At current firm
4 y
since Oct 26, 2021
In the industry
43 y
since Feb 4, 1983 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Oct 26, 2021 · Rochester, Ny
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Feb 24, 2009 · Rochester, Ny
- M••••• S•••••• D• I••• unclassifiedDec 20, 2002 to Apr 2, 2007 · Rochester, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Feb 24, 2009, registered Oct 26, 2021 (4627 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address