RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R••••• E••••
- Title
- Financial Advisorreportedaldeninvestmentgroup.comfirm site, Sep 15, 2026
- Professional profile
- aldeninvestmentgroup.com/people/ramsay-ellisreportedaldeninvestmentgroup.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- A•••• I••••••••• G•••• independent RIA currentsince Jun 26, 2026 · Houston, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 11, 2023 to Nov 6, 2025 · Boston, Ma
- L•• F•••••••• L•• BD affiliatedMay 18, 2022 to Aug 22, 2023 · Houston, Tx
- C••• B•••••••• S•••••••• I••• formerJan 9, 2008 to May 18, 2022 · Dallas, Tx
- B••••••• P••••••• C•••••• M••••••••• unclassifiedDec 16, 2005 to Jun 14, 2006 · Houston, Tx
- R•••••• J•••• • A••••••••• I••• national BDApr 15, 2004 to Nov 18, 2005 · Houston, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 20, 2000 to Apr 2, 2004 · Houston, Tx
- M•• I•••••••• S•••••••• L•• to A•••• I••••••••• G••••left Nov 6, 2025, registered Jun 26, 2026 (232 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••left Aug 22, 2023, registered Aug 11, 2023 (-11 days) · Affiliated broker-dealer or bank to another
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- B••••••• P••••••• C•••••• M••••••••• to C••• B•••••••• S•••••••• I•••left Jun 14, 2006, registered Jan 9, 2008 (574 days) · Other
- R•••••• J•••• • A••••••••• I••• to B••••••• P••••••• C•••••• M•••••••••left Nov 18, 2005, registered Dec 16, 2005 (28 days) · Other
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• • A••••••••• I•••left Apr 2, 2004, registered Apr 15, 2004 (13 days) · Other
- J••• R••••• E•••• left M•• I•••••••• S•••••••• L•• for A•••• I••••••••• G•••• (registered 2026-06-26)Nov 6, 2025 · Advisor changed firm · fact
- J••• R••••• E•••• left L•• F•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2023-08-11)Aug 22, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address