R••••• K•••••

• M•• C•••••• M••••••••• L•• independent RIA current
  since Feb 21, 2024 · Cleveland, Oh
• R• K••••• A•••• M••••••••• • P•••••••• L•• unclassified
  Jan 13, 2009 to Jan 8, 2024 · Independence, Oh
• T•• F•••••••• S••••••••• G••••• I•• unclassified
  Jan 16, 2003 to Dec 18, 2009 · Independence, Oh
• L•• F•••••••• L•• BD affiliated
  Oct 15, 1999 to Nov 11, 2005 · Cleveland, Oh

• R• K••••• A•••• M••••••••• • P•••••••• L•• to M•• C•••••• M••••••••• L••
  left Jan 8, 2024, registered Feb 21, 2024 (44 days) · Other · moved with a team
• T•• F•••••••• S••••••••• G••••• I•• to R• K••••• A•••• M••••••••• • P•••••••• L••
  left Dec 18, 2009, registered Jan 13, 2009 (-339 days) · Other
• L•• F•••••••• L•• to T•• F•••••••• S••••••••• G••••• I••
  left Nov 11, 2005, registered Jan 16, 2003 (-1030 days) · Other

• R••••• K••••• left R• K••••• A•••• M••••••••• • P•••••••• L•• for M•• C•••••• M••••••••• L•• (registered 2024-02-21)
  Jan 8, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address