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Registered advisor
H••••• A•••• B•••••••••
Feed of 09/14/2026
Also filed as Harry B•••••••••
At current firm
19 y
since Jan 31, 2007
In the industry
39 y
since Oct 6, 1986 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jan 31, 2007 · Fairlawn, Oh
- K•••••• C•••••• M•••••• I••• unclassifiedOct 11, 2005 to Feb 2, 2007 · Akron, Oh
Moves
a registration end followed by a registration begin elsewhere
- K•••••• C•••••• M•••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Feb 2, 2007, registered Jan 31, 2007 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address