R•••••• L•••• S•••••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since Jul 21, 2008 · Monterey, Ca
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to Jul 23, 2008 · Salinas, Ca
• M••••• S•••••• D• I••• unclassified
  Aug 24, 1998 to Apr 2, 2007 · Salinas, Ca

• M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Jul 23, 2008, registered Jul 21, 2008 (-2 days) · Other
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

• R•••••• L•••• S••••• left the IAPD roster (last listed at M•••••• L••••• P•••••• F••••• • S•••• I••••••••• on the 2026-09-21 feed; most such exits are a gap before a new registration)
  Sep 21, 2026 · Advisor registration ended · derived

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

43derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address