RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• W•••••• M••••••••
- U••••• C•••••• F•••••••• A••••••• independent RIA currentsince Jul 5, 2017 · Elkhart, In
- C•••••• W••••• A•••••••• L•• formerJul 16, 2013 to Dec 31, 2017 · Elkhart, In
- C••• F•••••••• S•••••••• L••• formerJun 4, 2012 to May 17, 2013 · Buchanan, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedSep 2, 2011 to May 31, 2012 · Laporte, In
- L•• F•••••••• L•• BD affiliatedMar 11, 2011 to Sep 7, 2011 · Granger, In
- C•••••• W••••• A•••••••• L•• to U••••• C•••••• F•••••••• A•••••••left Dec 31, 2017, registered Jul 5, 2017 (-179 days) · Other · moved with a team
- C••• F•••••••• S•••••••• L••• to C•••••• W••••• A•••••••• L••left May 17, 2013, registered Jul 16, 2013 (60 days) · Other
- F•••• T•••• S••••••••• I••• to C••• F•••••••• S•••••••• L•••left May 31, 2012, registered Jun 4, 2012 (4 days) · Other
- L•• F•••••••• L•• to F•••• T•••• S••••••••• I•••left Sep 7, 2011, registered Sep 2, 2011 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address