DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kim Ciccarelli Kantor
Certified Financial Planner
Feed of 09/14/2026
Also filed as Kim Ann Ciccarelli
At current firm
40 y
since May 9, 1986
In the industry
42 y
since Oct 20, 1983 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Nov 3, 2023 · Naples, Fl
- Ciccarelli Advisory Services Inc independent RIA currentsince May 9, 1986 · Naples, Fl
- Fsc Securities Corporation formerSep 25, 1992 to Nov 3, 2023 · Naples, Fl
Moves
a registration end followed by a registration begin elsewhere
- Fsc Securities Corporation to Osaic Wealth, Inc.left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address