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Registered advisor
R••••••• S••••• B••••
Feed of 09/14/2026
Also filed as Randy B••••
At current firm
7 y
since Nov 2, 2018
In the industry
39 y
since Jan 1, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Nov 2, 2018 · Mesquite, Tx
- S••••••• I••••••••• I••• formerMay 13, 2016 to Nov 2, 2018 · Mesquite, Tx
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedDec 13, 2004 to May 13, 2016 · Plano, Tx
- V•• A••••••• S••••••• formerFeb 7, 2003 to Dec 14, 2004 · Overland Park, Ks
- T•• M••••••• I••• unclassifiedMar 9, 2000 to Feb 7, 2003 · Seagoville, Tx
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
- V•• A••••••• S••••••• to T••••••••• F•••••••• A•••••••• L••left Dec 14, 2004, registered Dec 13, 2004 (-1 days) · Other
- T•• M••••••• I••• to V•• A••••••• S•••••••left Feb 7, 2003, registered Feb 7, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address