RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- I••••••• F•• independent RIA currentsince Jul 1, 2024 · Bothell, Wa
- T•••••• F•••••••• formerFeb 7, 2012 to Feb 15, 2021 · Bellevue, Wa
- P•••••• W••• F•••••••• C••••••••• I•• formerJun 2, 2005 to Feb 3, 2012 · Bellevue, Wa
- M••••• S•••••• C••••••••• unclassifiedJan 22, 2002 to Jun 8, 2005 · W••• Palm Bech, Fl
- T•••••• F•••••••• to I••••••• F••left Feb 15, 2021, registered Jul 1, 2024 (1232 days) · RIA to RIA
- P•••••• W••• F•••••••• C••••••••• I•• to T•••••• F••••••••left Feb 3, 2012, registered Feb 7, 2012 (4 days) · Other
- M••••• S•••••• C••••••••• to P•••••• W••• F•••••••• C••••••••• I••left Jun 8, 2005, registered Jun 2, 2005 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address