RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• E•••••• P•••••
- P••••• P•••••••• A•••••••• I••• state registered currentsince Jun 6, 2016 · Radnor, Pa
- A••••••• A•••• M••••••••• I••• mixed wealthMay 17, 2007 to Jun 14, 2016 · Radnor, Pa
- G••••••••• I••••••••• asset managerMar 19, 2004 to Jun 5, 2007 · Chicago, Il
- G••••••••• F•••• D••••••••• L•• asset managerNov 13, 2002 to Jun 5, 2007 · Conshohocken, Pa
- A••••••• A•••• M••••••••• I••• to P••••• P•••••••• A•••••••• I•••left Jun 14, 2016, registered Jun 6, 2016 (-8 days) · Other
- G••••••••• I••••••••• to A••••••• A•••• M••••••••• I•••left Jun 5, 2007, registered May 17, 2007 (-19 days) · Other
- G••••••••• F•••• D••••••••• L•• to G••••••••• I•••••••••left Jun 5, 2007, registered Mar 19, 2004 (-1173 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address