RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J••••• C•••••
- A••••••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 1, 2021 · Cape May Court House, Nj
- A••••••• A••••••• S••••••• formerSep 2, 2008 to Jun 23, 2009 · Cranford, Nj
- T• W••••• M••••••••• S••••••• I••• unclassifiedSep 13, 2006 to Nov 13, 2007 · New York, Ny
- C••••• I••••••••• S••••••• L•• formerDec 2, 2005 to Aug 2, 2006 · Fairlawn, Nj
- L••• M•••• W••• W•••••• I••••••••• unclassifiedMay 21, 2004 to Apr 14, 2005 · Shrewsbury, Nj
- A••••••• A••••••• S••••••• to A••••••• A••••••• S•••••••• L••left Jun 23, 2009, registered Nov 1, 2021 (4514 days) · channel change inside one enterprise, not a move
- T• W••••• M••••••••• S••••••• I••• to A••••••• A••••••• S•••••••left Nov 13, 2007, registered Sep 2, 2008 (294 days) · Other
- C••••• I••••••••• S••••••• L•• to T• W••••• M••••••••• S••••••• I•••left Aug 2, 2006, registered Sep 13, 2006 (42 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C••••• I••••••••• S••••••• L••left Apr 14, 2005, registered Dec 2, 2005 (232 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address