DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lisa Jo Rabatin
Certified Financial Planner
Feed of 09/14/2026
Also filed as Lisa Jo Stevenson
At current firm
7 y
since Mar 20, 2019
In the industry
42 y
since Oct 1, 1983 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Mar 20, 2019 · Maumelle, Ar
- Metropolitan Capital Management, Inc. formerDec 17, 2014 to Sep 2, 2015 · Little Rock, Ar
- Simmons First Investment Group, Inc. formerDec 5, 2008 to Mar 25, 2019 · Little Rock, Ar
- Northwestern Mutual Investment Services,LLC no RAUMOct 4, 2005 to Mar 23, 2007 · Little Rock, Ar
- Morgan Stanley Dw Inc. unclassifiedApr 29, 1992 to Aug 29, 2005 · Little Rock, Ar
Moves
a registration end followed by a registration begin elsewhere
- Simmons First Investment Group, Inc. to Metropolitan Capital Management, Inc.left Mar 25, 2019, registered Dec 17, 2014 (-1559 days) · Other · moved with a team
- Metropolitan Capital Management, Inc. to LPL Financial LLCleft Sep 2, 2015, registered Mar 20, 2019 (1295 days) · Other · moved with a team
- Northwestern Mutual Investment Services,LLC to Simmons First Investment Group, Inc.left Mar 23, 2007, registered Dec 5, 2008 (623 days) · Other
- Morgan Stanley Dw Inc. to Northwestern Mutual Investment Services,LLCleft Aug 29, 2005, registered Oct 4, 2005 (36 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address