RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••• K••••••
- O•••• W•••••• I••• BD affiliated currentsince Jun 2, 2026 · Ellisville, Mo
- P••••• K•••••• state registered currentsince Jun 7, 2019 · Ellisville, Mo
- T•• R••••••••• G••••• L•• formerJan 5, 2017 to Jun 7, 2019 · Ellisville, Mo
- T•• R••••••••• G••••• L•• formerJan 5, 2017 to Dec 31, 2017 · Ellisville, Mo
- F•• S••••••••• C••••••••• formerJul 18, 2012 to Mar 11, 2019 · Ellisville, Mo
- C••••••••• S••••••••• L•• independent RIAJun 6, 2012 to Jul 19, 2012 · Overland Park, Ks
- B••••••••• I••••••••• A••••••• S••••••• formerJul 3, 2007 to Jun 20, 2012 · Lakeland, Fl
- S••••••••• A•••••• A•••••••• I••• formerDec 1, 2000 to Jul 9, 2007 · Chesterfield, Mo
- T•• R••••••••• G••••• L•• to P••••• K••••••left Jun 7, 2019, registered Jun 7, 2019 (0 days) · RIA to a state-registered adviser
- F•• S••••••••• C••••••••• to T•• R••••••••• G••••• L••left Mar 11, 2019, registered Jan 5, 2017 (-795 days) · Other
- C••••••••• S••••••••• L•• to F•• S••••••••• C•••••••••left Jul 19, 2012, registered Jul 18, 2012 (-1 days) · Other
- B••••••••• I••••••••• A••••••• S••••••• to C••••••••• S••••••••• L••left Jun 20, 2012, registered Jun 6, 2012 (-14 days) · Other
- S••••••••• A•••••• A•••••••• I••• to B••••••••• I••••••••• A••••••• S•••••••left Jul 9, 2007, registered Jul 3, 2007 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address