RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• R•••• M•••••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 17, 2019 · Norfolk, Va
- A•••••• A••••••• S••••••• formerAug 15, 2014 to Dec 18, 2019 · Chesapeake, Va
- N••• F•••••••• G••••• I••• formerJul 19, 2004 to Aug 26, 2014 · Norfolk, Va
- E•••••••• A•••••••• L•• national BDDec 1, 2000 to Jul 29, 2004 · Hampton , Va
- A•••••• A••••••• S••••••• to L•• F•••••••• L••left Dec 18, 2019, registered Dec 17, 2019 (-1 days) · Affiliated broker-dealer or bank to another
- N••• F•••••••• G••••• I••• to A•••••• A••••••• S•••••••left Aug 26, 2014, registered Aug 15, 2014 (-11 days) · Other
- E•••••••• A•••••••• L•• to N••• F•••••••• G••••• I•••left Jul 29, 2004, registered Jul 19, 2004 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address