DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shobhan Manubhai Sheth
Feed of 09/14/2026
At current firm
5 y
since Feb 18, 2021
In the industry
40 y
since Mar 28, 1986 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sheth Group state registered currentsince Feb 18, 2021 · Pittsburgh, Pa
- Ameritas Advisory Services formerSep 26, 2018 to Jul 18, 2019 · Pittsburgh, Pa
- Global Investment Advisors, LLC unclassifiedDec 11, 2015 to Oct 14, 2016 · Pittsburg, Pa
- Independence Capital Co., Inc. independent RIAMay 25, 2010 to May 31, 2012 · Parma, Oh
- Ridgeway Conger Advisory Services formerMar 11, 2008 to Feb 26, 2010 · Pittsburgh, Pa
- Aura Asset Management, Inc. unclassifiedOct 25, 2006 to Oct 11, 2007 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Ameritas Advisory Services to Sheth Groupleft Jul 18, 2019, registered Feb 18, 2021 (581 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Global Investment Advisors, LLC to Ameritas Advisory Servicesleft Oct 14, 2016, registered Sep 26, 2018 (712 days) · Other
- Independence Capital Co., Inc. to Global Investment Advisors, LLCleft May 31, 2012, registered Dec 11, 2015 (1289 days) · Other
- Ridgeway Conger Advisory Services to Independence Capital Co., Inc.left Feb 26, 2010, registered May 25, 2010 (88 days) · Other
- Aura Asset Management, Inc. to Ridgeway Conger Advisory Servicesleft Oct 11, 2007, registered Mar 11, 2008 (152 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address