RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• F•••••• K••••
- K••••••••• former currentsince Jan 4, 2022 · Phoenix, Az
- K••••••••• formerFeb 13, 2009 to Dec 31, 2020 · Boynton Beach, Fl
- C•••• B••••• T•• • A••••••••• L•• unclassifiedMar 3, 2008 to Oct 21, 2011 · Phoenix, Az
- K•••• C••••••• A•• A••••••••• I••• unclassifiedAug 31, 1994 to Jun 23, 2010 · Phoenix, Az
- C•••• B••••• T•• • A••••••••• L•• to K•••••••••left Oct 21, 2011, registered Feb 13, 2009 (-980 days) · Other
- K•••• C••••••• A•• A••••••••• I••• to C•••• B••••• T•• • A••••••••• L••left Jun 23, 2010, registered Mar 3, 2008 (-842 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address