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Registered advisor
C•••••••• R•••• F••••••
Feed of 09/14/2026
Also filed as C•••••••• R•••• B••••••
At current firm
6 y
since Oct 10, 2019
In the industry
35 y
since May 28, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 10, 2019 · Irvine, Ca
- W•••• F•••• A••••••• wirehouseFeb 3, 2009 to Oct 10, 2019 · Mission Viejo, Ca
- M••••• S•••••• • C•• L•• unclassifiedMar 4, 2008 to Feb 2, 2009 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 10, 2019, registered Oct 10, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••left Feb 2, 2009, registered Feb 3, 2009 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address