DFX Intelligence
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Channel change (one enterprise)
22 advisors moved from W•••• F•••• A••••••• to W•••• F•••• A•••••••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christana Renee Freerks | Mission Viejo, Ca | Oct 10, 2019 | Oct 10, 2019 |
| Glenn Stoddard | Mission Viejo, Ca | Oct 11, 2019 | Oct 11, 2019 |
| Athena Keller | Los Angeles, Ca | Oct 16, 2019 | Oct 17, 2019 |
| John Jimenez | Los Angeles, Ca | Oct 16, 2019 | Oct 17, 2019 |
| John Szymura | Long Beach, Ca | Oct 16, 2019 | Oct 16, 2019 |
| Merlin Che Micken | Long Beach, Ca | Oct 16, 2019 | Oct 17, 2019 |
| Michael Mais | Long Beach, Ca | Oct 16, 2019 | Oct 17, 2019 |
| Rahamin Suares | Long Beach, Ca | Oct 16, 2019 | Oct 16, 2019 |
| Wendy Eddy | Long Beach, Ca | Oct 16, 2019 | Oct 16, 2019 |
| Allen Frances Schreiber | Long Beach, Ca | Oct 17, 2019 | Oct 18, 2019 |
| Ashley Noel Cecala | Long Beach, Ca | Oct 17, 2019 | Oct 18, 2019 |
| Glenn Jaffe | Pacific Palisades, Ca | Oct 17, 2019 | Oct 18, 2019 |
| John Heckenkamp | Newport Beach, Ca | Oct 17, 2019 | Oct 18, 2019 |
| Warren Robert Schulten | Long Beach, Ca | Oct 17, 2019 | Oct 18, 2019 |
| Alexandria Jeane Page | Long Beach, Ca | Oct 18, 2019 | Oct 18, 2019 |
| Brittany Martine Taylor | Long Beach, Ca | Oct 18, 2019 | Oct 18, 2019 |
| Diana Wolf | Long Beach, Ca | Oct 18, 2019 | Oct 18, 2019 |
| Lori Brenda Zorn | Long Beach, Ca | Oct 18, 2019 | Oct 18, 2019 |
| Mark Thornburg | Long Beach, Ca | Oct 18, 2019 | Oct 18, 2019 |
| Samuel Kagan | Los Angeles, Ca | Oct 18, 2019 | Oct 18, 2019 |
| Todd Buchner | Long Beach, Ca | Oct 18, 2019 | Oct 18, 2019 |
| Yvette Zepeda | Los Angeles, Ca | Oct 18, 2019 | Oct 18, 2019 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Oct 10, 2019 to Oct 18, 2019
- Registered next
- Oct 10, 2019 to Oct 18, 2019
- Branch state
- CA
- Cities
- 5, most in Long Beach, Ca
- Registered there that day
- 14,413 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- none on the tape