RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••• T••••••• N•••••
- P••••••• F•••••••• S••••••••• state registered currentsince Jan 12, 2026 · Cedar Knolls, Nj
- P••••••• F•••••••• S••••••••• state registeredApr 20, 2005 to Dec 31, 2025 · Parsippany, Nj
- C•••••• G•••• • C• I•• formerJan 5, 1998 to May 6, 2025 · Cedar Knolls, Nj
- C•••••• G•••• • C• I•• to P••••••• F•••••••• S•••••••••left May 6, 2025, registered Apr 20, 2005 (-7321 days) · Affiliated broker-dealer or bank to a state-registered adviser
- F•••••• T••••••• N••••• left C•••••• G•••• • C• I•• for P••••••• F•••••••• S••••••••• (registered 2005-04-20)May 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address