J••••• J••• G•••••••••

• L•• F•••••••• L•• BD affiliated current
  since Sep 30, 2025 · Dallas, Tx
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  Oct 7, 2019 to Oct 23, 2025 · Dallas, Tx
• F•• S••••••••• C••••••••• former
  Jan 5, 2004 to Oct 11, 2019 · Dallas, Tx
• C••••• A•••••• N••••••• L•• former
  Aug 19, 1983 to Dec 31, 2003 · Dallas, Tx

• C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
  left Oct 23, 2025, registered Sep 30, 2025 (-23 days) · Affiliated broker-dealer or bank to another
• F•• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Oct 11, 2019, registered Oct 7, 2019 (-4 days) · corporate re-registration, not a move
• C••••• A•••••• N••••••• L•• to F•• S••••••••• C•••••••••
  left Dec 31, 2003, registered Jan 5, 2004 (5 days) · Other

• ••• Locked
  Oct 23, 2025 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

43derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address