H••••• A••••• C••••

• O•••• W•••••• I••• BD affiliated current
  since Nov 2, 2018 · Jonesboro, Ar
• S••••••• I••••••••• I••• former
  May 13, 2016 to Nov 2, 2018 · Jonesboro, Ar
• T••••••••• F•••••••• A•••••••• L•• BD affiliated
  Jun 10, 2010 to May 13, 2016 · Huntington Beach, Ca
• O•••• F•• I••• former
  Jan 25, 2000 to Dec 31, 2008 · Jonesboro, Ar

• S••••••• I••••••••• I••• to O•••• W•••••• I•••
  left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
• T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••
  left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
• O•••• F•• I••• to T••••••••• F•••••••• A•••••••• L••
  left Dec 31, 2008, registered Jun 10, 2010 (526 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

45derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address