RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• L•••• H••••
- L••••• C•••••• M••••••••• L•• institutional currentsince Oct 27, 2025 · San Francisco, Ca
- C••••••• P••••••• L•• unclassifiedJul 11, 2003 to Oct 30, 2003 · San Francisco, Ca
- M•• V•••••••• L•• unclassifiedJun 5, 2003 to Oct 15, 2003 · San Francisco, Ca
- C••••••• P••••••• L•• to L••••• C•••••• M••••••••• L••left Oct 30, 2003, registered Oct 27, 2025 (8033 days) · Other
- M•• V•••••••• L•• to C••••••• P••••••• L••left Oct 15, 2003, registered Jul 11, 2003 (-96 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address