DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Lewis Lee
Feed of 09/14/2026
At current firm
9 y
since Mar 14, 2017
In the industry
42 y
since May 11, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Retirement Money Management former currentsince Mar 14, 2017 · Sarasota, Fl
- Girard Securities, Inc. formerMar 8, 2010 to Dec 31, 2011 · Sarasota, Fl
- Retirement Money Management formerDec 19, 2008 to Dec 31, 2016 · Sarasota, Fl
- Retirement Money Management unclassifiedApr 1, 1997 to Dec 31, 2007 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- Retirement Money Management to Girard Securities, Inc.left Dec 31, 2016, registered Mar 8, 2010 (-2490 days) · Other
- Girard Securities, Inc. to Retirement Money Managementleft Dec 31, 2011, registered Mar 14, 2017 (1900 days) · Other
- Retirement Money Management to Retirement Money Managementleft Dec 31, 2007, registered Dec 19, 2008 (354 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address