RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• E••••• F••••••
- S••••••• I••••••••• A••••••• L••• independent RIA currentsince May 31, 2006 · Berwyn, Pa
- I•• R•••••• A••••••• I•• formerJan 3, 1995 to Oct 10, 2017 · Berwyn , Pa
- A••••••• F•••••••• M••••••••• G••••• L••• formerSep 25, 1992 to Nov 16, 2006 · Berwyn , Pa
- I•• R•••••• A••••••• I•• to S••••••• I••••••••• A••••••• L•••left Oct 10, 2017, registered May 31, 2006 (-4150 days) · Other
- A••••••• F•••••••• M••••••••• G••••• L••• to I•• R•••••• A••••••• I••left Nov 16, 2006, registered Jan 3, 1995 (-4335 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address