DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• W•••••• C•••••••

T•• R••••••••• P••••••• C•••••state registeredBovey, Mndual registrantIAPD 1171269

Feed of 09/14/2026

Also filed as S•••••• W•••••• C•••••••

At current firm

8 y

since Jun 18, 2018

In the industry

42 y

since Oct 1, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• R••••••••• P••••••• C••••• state registered current
since Jun 18, 2018 · Bovey, Mn
C•••• C•••••• S••••••••• L••• former
Oct 9, 2017 to Jul 26, 2022 · Bovey, Mn
S••••• F•••••••• G•••• I•• former
Sep 9, 2016 to Oct 16, 2017 · Marshalltown, Ia
V•• A••••••• S••••••• former
Feb 7, 2003 to Sep 1, 2016 · Marshalltown, Ia
T•• M••••••• I••• unclassified
Jan 1, 1999 to Feb 7, 2003 · Des Moines, Ia

Moves

a registration end followed by a registration begin elsewhere

C•••• C•••••• S••••••••• L••• to T•• R••••••••• P••••••• C•••••
left Jul 26, 2022, registered Jun 18, 2018 (-1499 days) · Affiliated broker-dealer or bank to a state-registered adviser
S••••• F•••••••• G•••• I•• to C•••• C•••••• S••••••••• L•••
left Oct 16, 2017, registered Oct 9, 2017 (-7 days) · Other
V•• A••••••• S••••••• to S••••• F•••••••• G•••• I••
left Sep 1, 2016, registered Sep 9, 2016 (8 days) · corporate re-registration, not a move
T•• M••••••• I••• to V•• A••••••• S•••••••
left Feb 7, 2003, registered Feb 7, 2003 (0 days) · corporate re-registration, not a move

Signals

S•••••• W•••••• C••••••• left C•••• C•••••• S••••••••• L••• for T•• R••••••••• P••••••• C••••• (registered 2018-06-18)
Jul 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address