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Registered advisor
S•••• D••••• F••••••
Feed of 09/15/2026
Also filed as S•••• D•••••
At current firm
5 y
since Jan 5, 2021
In the industry
33 y
since Apr 5, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•• S••••••••• I••• BD affiliated currentsince Jan 5, 2021 · Palm Beach Gardens, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jan 7, 2021 · Tallahassee, Fl
- M•• F•••••••• S•••••••• I••• formerJan 5, 2007 to Mar 25, 2017 · Tallahassee, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to G•• S••••••••• I•••left Jan 7, 2021, registered Jan 5, 2021 (-2 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address