RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• K••• B••••••
- T•••••• A•••••••• I••• independent RIA currentsince Jan 1, 2025 · Riverside, Ca
- L•••••• W••••• M••••••••• L•• formerJul 11, 2008 to Apr 1, 2011 · Riverside, Ca
- L•••••• G••••• L•• unclassifiedMar 1, 2005 to May 30, 2008 · Riverside, Ca
- C••••• I••••••••• S••••••• L•• formerNov 30, 2000 to Apr 1, 2005 · Riverside, Ca
- L•••••• W••••• M••••••••• L•• to T•••••• A•••••••• I•••left Apr 1, 2011, registered Jan 1, 2025 (5024 days) · Other
- L•••••• G••••• L•• to L•••••• W••••• M••••••••• L••left May 30, 2008, registered Jul 11, 2008 (42 days) · Other
- C••••• I••••••••• S••••••• L•• to L•••••• G••••• L••left Apr 1, 2005, registered Mar 1, 2005 (-31 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address