DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• S•••• C•••••

V•••••• A•••••••• I•••BD affiliatedOrlando, Fldual registrantIAPD 1185607

Feed of 09/14/2026

Also filed as S•••• C•••••

At current firm

3 y

since Mar 9, 2023

In the industry

40 y

since Mar 1, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•••••• A•••••••• I••• BD affiliated current
since Mar 9, 2023 · Orlando, Fl
C•••••••• L•• other
Aug 21, 2019 to Mar 2, 2021 · Lake Mary, Fl
L••• S••••• A•••••••• L•• former
May 21, 2019 to Feb 22, 2023 · Orlando, Fl
V•••••• A•••••••• I••• BD affiliated
Apr 16, 2014 to May 14, 2019 · Orlando, Fl
N•• A•••••• S•••••••• L•• former
Nov 2, 2005 to Mar 24, 2014 · Orlando, Fl
W••••• S••••• A••••••• I•• unclassified
Sep 1, 1993 to Nov 1, 2005 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

L••• S••••• A•••••••• L•• to C•••••••• L••
left Feb 22, 2023, registered Aug 21, 2019 (-1281 days) · Other
C•••••••• L•• to V•••••• A•••••••• I•••
left Mar 2, 2021, registered Mar 9, 2023 (737 days) · Other
V•••••• A•••••••• I••• to L••• S••••• A•••••••• L••
left May 14, 2019, registered May 21, 2019 (7 days) · Affiliated broker-dealer or bank to another
N•• A•••••• S•••••••• L•• to V•••••• A•••••••• I•••
left Mar 24, 2014, registered Apr 16, 2014 (23 days) · Other
W••••• S••••• A••••••• I•• to N•• A•••••• S•••••••• L••
left Nov 1, 2005, registered Nov 2, 2005 (1 days) · Other

Signals

G•••••• S•••• C••••• left L••• S••••• A•••••••• L•• for C•••••••• L•• (registered 2019-08-21)
Feb 22, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address