DFX Intelligence
RIA Intelligence
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Registered advisor
H•••• B•••••• T•••••
Feed of 09/15/2026
Also filed as H•••• T•••••
At current firm
26 y
since Mar 24, 2000
In the industry
29 y
since Dec 12, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Mar 24, 2000 · Towson, Md
- C••••••••• A••••••• independent RIAFeb 5, 2007 to Mar 6, 2013 · Hunt Valley, Md
- O•••• F•• I••• formerJul 29, 1999 to Jul 3, 2003 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• A••••••• to no registered destinationleft Mar 6, 2013 · Departure, no registered destination
- O•••• F•• I••• to E•••••••• A•••••••• L••left Jul 3, 2003, registered Mar 24, 2000 (-1196 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address