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Registered advisor
G•••••• J••••• W•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as G•••••• J••••• W•••••
At current firm
8 y
since Feb 14, 2018
In the industry
42 y
since Oct 21, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 14, 2018 · Chesterfield, Mo
- I••••• F•••••••• C••••••••• formerNov 9, 2007 to Feb 21, 2018 · Chesterfield, Mo
- S••••••••• A•••••• A•••••••• I••• formerNov 18, 2004 to Nov 9, 2007 · Chesterfield, Mo
- W••••• F•••••••• G••••• I••• unclassifiedOct 31, 1995 to Nov 18, 2004 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Feb 21, 2018, registered Feb 14, 2018 (-7 days) · corporate re-registration, not a move
- S••••••••• A•••••• A•••••••• I••• to I••••• F•••••••• C•••••••••left Nov 9, 2007, registered Nov 9, 2007 (0 days) · Other
- W••••• F•••••••• G••••• I••• to S••••••••• A•••••• A•••••••• I•••left Nov 18, 2004, registered Nov 18, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address