RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S•• D••••
- E••• F•••••••• G••••• L•• independent RIA currentsince Jun 23, 2026 · Alpharetta, Ga
- Y••• R••••••••• C•••• formerMar 25, 2019 to May 29, 2025 · Marietta, Ga
- M•••••••• F•••••••• P••••••• I••• independent RIASep 4, 2018 to Mar 15, 2019 · Atlanta, Ga
- Y••• R••••••••• C•••• to E••• F•••••••• G••••• L••left May 29, 2025, registered Jun 23, 2026 (390 days) · RIA to RIA
- M•••••••• F•••••••• P••••••• I••• to Y••• R••••••••• C••••left Mar 15, 2019, registered Mar 25, 2019 (10 days) · Other
- Roxane Sue Dimon no longer holds an investment adviser registration (last listed at Elm3 Financial Group, Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Roxane Sue Dimon left Your Retirement Coach for Elm3 Financial Group, Llc (registered 2026-06-23)May 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address