DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Ralph Hokr
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Thomas R Hokr
At current firm
11 y
since Jan 28, 2015
In the industry
42 y
since Mar 23, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mhs Advisory Services, LLC independent RIA currentsince Jan 28, 2015 · Maple Grove, Mn
- Signator Investors, Inc. formerMar 6, 2015 to Nov 2, 2018 · Maple Grove, Mn
- The Capital Advisory Group Advisory Services, LLC formerJan 15, 2014 to Apr 15, 2015 · Bloomington, Mn
- Investors Capital Advisory formerSep 16, 2010 to Mar 11, 2015 · Lynnfield, Ma
Moves
a registration end followed by a registration begin elsewhere
- Signator Investors, Inc. to no registered destinationleft Nov 2, 2018 · Departure, no registered destination
- The Capital Advisory Group Advisory Services, LLC to Mhs Advisory Services, LLCleft Apr 15, 2015, registered Jan 28, 2015 (-77 days) · Other · moved with a team
- Investors Capital Advisory to The Capital Advisory Group Advisory Services, LLCleft Mar 11, 2015, registered Jan 15, 2014 (-420 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address