RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• S•••••• P•••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince May 23, 2007 · Atlanta North Point, Ga
- S••••• A••• A•••• M••••••••• I••• formerAug 11, 2006 to May 11, 2007 · Birmingham, Al
- S•••••• A••• • L••••• I••• unclassifiedAug 11, 2006 to Sep 28, 2006 · Atlanta, Ga
- S••••• A••• A•••• M••••••••• I••• to R••••• W• B•••• • C•• I•••••••••left May 11, 2007, registered May 23, 2007 (12 days) · Other
- S•••••• A••• • L••••• I••• to S••••• A••• A•••• M••••••••• I•••left Sep 28, 2006, registered Aug 11, 2006 (-48 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address