RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• R••••• D•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Arlington, Tx
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · Mineral Wells, Tx
- 1•• G••••• A••••••• I•• formerJun 3, 2015 to Oct 25, 2019 · Mineral Wells, Tx
- L•• F•••••••• L•• BD affiliatedJun 9, 2014 to Jun 17, 2015 · Arlington, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJul 2, 2012 to May 5, 2014 · Arlington, Tx
- F•••• C•••••• F•••••••• P•••••••• I••• formerSep 6, 2005 to Jan 24, 2011 · Fort Worth, Tx
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to 1•• G••••• A••••••• I••left Jun 17, 2015, registered Jun 3, 2015 (-14 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left May 5, 2014, registered Jun 9, 2014 (35 days) · Other
- F•••• C•••••• F•••••••• P•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 24, 2011, registered Jul 2, 2012 (525 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address