DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• L••• W•••••••

O•••• W•••••• I•••BD affiliatedMaumee, Ohdual registrantIAPD 1213340

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Mike W•••••••

At current firm

2 y

since Jul 22, 2024

In the industry

41 y

since Jan 14, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jul 22, 2024 · Maumee, Oh
S•• BD affiliated
Sep 2, 2009 to Jul 22, 2024 · Toledo, Oh
W••••••••• F•••••••• G••••• I••• unclassified
Oct 10, 2006 to Aug 31, 2009 · Boston, Ma
F•• S••••••••• C••••••••• former
Nov 14, 2003 to Dec 31, 2005 · Toledo, Oh
I•••••••• I••••••••• I••• former
Feb 19, 2002 to Nov 14, 2003 · Toledo, Oh

Moves

a registration end followed by a registration begin elsewhere

S•• to O•••• W•••••• I•••
left Jul 22, 2024, registered Jul 22, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
W••••••••• F•••••••• G••••• I••• to S••
left Aug 31, 2009, registered Sep 2, 2009 (2 days) · Other
F•• S••••••••• C••••••••• to W••••••••• F•••••••• G••••• I•••
left Dec 31, 2005, registered Oct 10, 2006 (283 days) · Other
I•••••••• I••••••••• I••• to F•• S••••••••• C•••••••••
left Nov 14, 2003, registered Nov 14, 2003 (0 days) · Other

Signals

M•••••• L••• W••••••• left Spc for O•••• W•••••• I••• (registered 2024-07-22)
Jul 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address