RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•• T••••••
- I••••••••• A••••••• N•••••• L•• independent RIA currentsince Jun 10, 2016 · Dallas, Tx
- Z• W••••• A••••••• unclassifiedMar 23, 2012 to Oct 12, 2016 · Shamrock, Tx
- S••• I••••••••• C•••••• independent RIAMar 4, 2010 to Apr 16, 2012 · San Antonio, Tx
- A•••••• W••• D••••••• • B••••• I••• unclassifiedSep 28, 2009 to Mar 9, 2010 · Houston, Tx
- A••••••••• A•••••• S•••••••• I••• unclassifiedOct 11, 2004 to Oct 5, 2007 · Eden Prairie, Mn
- S••• B•••••••• S••••••• unclassifiedMar 3, 2003 to Oct 11, 2004 · Indianapolis, In
- F••••••••• • R••••••• A•••••••• L•• unclassifiedJan 7, 2000 to Jan 13, 2003 · Houston, Tx
- Z• W••••• A••••••• to I••••••••• A••••••• N•••••• L••left Oct 12, 2016, registered Jun 10, 2016 (-124 days) · Other
- S••• I••••••••• C•••••• to Z• W••••• A•••••••left Apr 16, 2012, registered Mar 23, 2012 (-24 days) · Other
- A•••••• W••• D••••••• • B••••• I••• to S••• I••••••••• C••••••left Mar 9, 2010, registered Mar 4, 2010 (-5 days) · Other
- A••••••••• A•••••• S•••••••• I••• to A•••••• W••• D••••••• • B••••• I•••left Oct 5, 2007, registered Sep 28, 2009 (724 days) · Other
- S••• B•••••••• S••••••• to A••••••••• A•••••• S•••••••• I•••left Oct 11, 2004, registered Oct 11, 2004 (0 days) · Other
- F••••••••• • R••••••• A•••••••• L•• to S••• B•••••••• S•••••••left Jan 13, 2003, registered Mar 3, 2003 (49 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address