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Registered advisor
C•••••••• D•••••
Feed of 09/14/2026
Also filed as C•••••••• P••••••••• P••••••••• D••••••••• D••••••••• P•••••••••
At current firm
6 y
since Jan 31, 2020
In the industry
41 y
since Aug 8, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Jan 31, 2020 · Malvern, Pa
- W•••• F•••• A••••••• wirehouseOct 24, 2005 to Dec 10, 2007 · Philadelphia, Pa
- P•• W••••• M••••••••• BD affiliatedJun 1, 2005 to Oct 5, 2005 · Media, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to V••••••• A•••••••• I•••left Dec 10, 2007, registered Jan 31, 2020 (4435 days) · Wirehouse to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Oct 5, 2005, registered Oct 24, 2005 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address