DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Kneip
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
17 y
since Sep 10, 2009
In the industry
40 y
since Mar 26, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ausdal Financial Partners, Inc. independent RIA currentsince Sep 10, 2009 · Downers Grove, Il
- Waterstone Financial Group, Inc. unclassifiedNov 14, 2003 to Sep 3, 2009 · Toledo, Oh
- Vestax Securities Corporation unclassifiedDec 7, 1999 to Dec 12, 2003 · Toledo, Oh
Moves
a registration end followed by a registration begin elsewhere
- Waterstone Financial Group, Inc. to Ausdal Financial Partners, Inc.left Sep 3, 2009, registered Sep 10, 2009 (7 days) · Other
- Vestax Securities Corporation to Waterstone Financial Group, Inc.left Dec 12, 2003, registered Nov 14, 2003 (-28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address