RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• M••• S••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 20, 2025 · Killeen, Tx
- C•••••••• F•••••••• G•••• A••••••• formerFeb 2, 2015 to Feb 20, 2025 · Killeen, Tx
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 6, 2012 to Feb 3, 2015 · Killeen, Tx
- I••••••••• A••••••• I••••••••• I••• unclassifiedJan 27, 2009 to Jan 6, 2012 · Round Rock, Tx
- C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••left Feb 20, 2025, registered Feb 20, 2025 (0 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• L•• to C•••••••• F•••••••• G•••• A•••••••left Feb 3, 2015, registered Feb 2, 2015 (-1 days) · Other
- I••••••••• A••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address